by Michael Mandelbaum
1st part of 2
EXECUTIVE SUMMARY
The Obama Administration apparently does not share its predecessor's determination to promote democracy in Arab countries. Yet the questions of whether and, if so, how democracy can come to these countries are bound to remain on the American foreign policy agenda, both because of the importance of the Arab world and the deeply- rooted and longstanding American commitment to the spread of democracy. What lessons for democracy promotion in the region have emerged from the disappointing results of the Bush Administration's efforts and from a broader and very different historical trend – the remarkable flowering of democratic governments the world over during the last quarter of the twentieth century?
The most important lesson is that democracy fuses two distinct political traditions: popular sovereignty, in which the people choose the government in free and fair elections; and liberty – that is, freedom – which comes in religious, economic, and political forms. The practice of popular sovereignty without the safeguards of liberty, history shows, can have disastrous results. The
Market economies are underdeveloped in the Arab world chiefly because of the massive revenues that the countries of the region earn from oil. The United States can therefore make a major if indirect contribution to furthering the cause of Arab democracy by reducing the American consumption of oil, which would reduce the total consumed globally, which in turn would deprive the Arab regimes of the massive resources they have used to ward off pressure for democratization.
Even without financial windfalls from oil, three formidable barriers to Arab democracy would nonetheless still remain: the local version of Islam; the ethnic, religious, and national divisions that mark most of the countries of the region; and deep-seated anti-Western sentiment. These cannot be eliminated quickly or easily. The anti-democratic impact of each will be affected, however, by the political future of
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What are the prospects for democracy in the Arab world, and for American policies that seek to promote it? The Bush Administration, which was strongly committed to both, left office with a disappointing record on this score. Despite its efforts, no full-fledged democracy was established (or, indeed, has ever been established) in any Arab country. The most obvious beneficiaries of the more open politics the administration encouraged were terrorist organizations: Hezbollah expanded its role in
The Obama Administration apparently does not share its predecessor's enthusiasm for democracy promotion, at least not in the Arab Middle East. In his January 27 interview with the Saudi Arabia-based satellite television station Al-Arabiya – the first such interview he gave after taking office – President Obama discussed American relations with the Muslim world at some length, but never mentioned democracy.
Despite all this, however, the question of Arab democracy will not disappear from the American foreign policy agenda. Because the United States is a political community created on the basis of a set of founding principles rather than being, as are most other countries, the political expression of a group that has lived together in the same place for centuries, those principles – which happen to be democratic ones – are bound to be important in all aspects of American public life, including its foreign policy. In fact, every president since the first one, George Washington, has endorsed the proposition that the American form of government should spread beyond
Establishing democracy abroad turns out to be, as well, a useful goal for American foreign policy. The
The Arab world, however, remains the exception to this powerful global trend. The reason for this is that Arab countries lack some of the conditions that have fostered democracy in other parts of the world, while having other social and economic features that actively obstruct the establishment and flourishing of democratic politics and government. (The conditions that make for democracy and the historical trends that led to its remarkable spread in the final decades of the last century are the subjects of my 2007 book Democracy's Good Name: The Rise and Risks of the World's Most Popular Form of Government, (PublicAffairs, 2007), on which much of the analysis that follows is based.) Understanding both what it is that has caused democracy to flourish in recent decades and the chief obstacles to it helps to explain the failure of American attempts to promote democracy in the Arab world and also points the way to the policies that the United States should – and should not – adopt for this purpose in the future.
Democracy's Two Traditions
An explanation for the presence and absence of democracy must begin with a proper definition of the term. Although it is generally used to refer to a single form of government, democracy actually combines two distinct political traditions. One is popular sovereignty, rule by the people through representatives chosen in free elections. This was the original meaning of the word, but the political systems to which it now refers include another, older tradition. That tradition is liberty, which is often called freedom, and comes in three forms: economic liberty, at the heart of which is private property; religious liberty – freedom of worship; and political liberty, which is encoded in the American Bill of Rights.
For most of recorded history democracy's two component parts were considered incompatible with each other. If political power were given to all the people, it was believed, they would destroy liberty. Property rights, in particular, were thought to be in jeopardy if the population as a whole were ever allowed to choose and control the government.
The history of the last hundred years has demonstrated that popular sovereignty and liberty can coexist, and their coexistence has become so common that the term democracy, as commonly used, now assumes it. But the history of the last hundred years also demonstrates that when liberty does not accompany popular sovereignty the consequences can be dreadful. In recent years, for example, free elections in countries where liberty was not well established have led to large-scale violence, as candidates have bid for the votes of some groups by demonizing others. This was what happened, to take one case, in the Balkans after the disintegration of
The proper definition of democracy has important implications for American policy in the Arab world. It means that simply holding an election, even a free and fair one, does not, in and of itself, make for democracy and that groups that win elections, no matter how many votes they receive, do not qualify as democratic without a commitment to liberty. Such a commitment is entirely lacking in the program and policies of Hamas, for example, which does not recognize the rights of non-Muslims, or even of non-males, and for which violence is the preferred political tactic. It follows that the
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